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August 2009

SEC prepares to charge Pequot in Microsoft case

August 14, 2009

The Securities and Exchange Commission has taken steps to potentially charge Pequot Capital Management and founder Art Samberg with insider trading over an investment in Microsoft made in 2001, reopening a case that the Commission closed in 2006
John Arnold warns CFTC of imposing positions limits

August 07, 2009

Argues position limits would harm market liquidity.

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AR Politics & Regulation - Archive Subscribe to RSS feed

August 2009

SEC prepares to charge Pequot in Microsoft case

John Arnold warns CFTC of imposing positions limits

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