SEC inspections will likely focus on documentation

Fri Feb 10, 2006

As the U.S. Securities and Exchange Commission begins the process of inspecting the hundreds of recently registered hedge funds, staff examiners will likely focus not on trading strategies, but on documentation.

That is the view of Steven Lofchie, a partner at Davis, Polk & Wardwell who has participated in training seminars for the agency's examinations staff. Speaking earlier...

ISSN: 2151-1845 / CDC10004H


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