SEC inspections will likely focus on documentation

Fri Feb 10, 2006



As the U.S. Securities and Exchange Commission begins the process of inspecting the hundreds of recently registered hedge funds, staff examiners will likely focus not on trading strategies, but on documentation.

That is the view of Steven Lofchie, a partner at Davis, Polk & Wardwell who has participated in training seminars for the agency's examinations staff. Speaking earlier...

ISSN: 2151-1845 / CDC10004H

TAKE A FREE TRIAL

The full contents of this article are available to active AR subscribers and trialists only.

To continue reading please,
take a free trialsubscribe or log in to AR.

Subscribe

Subscribers have unlimited access to all current and archive content. Start your subscription today - click on the button below.

Subscribe now