UBS fined $54 million for mutual fund market timing

Fri Jan 13, 2006

UBS Financial Services reached a $54 million settlement agreement with the New York Stock Exchange and New Jersey and Connecticut regulators with respect to charges of improperly trading mutual fund shares to benefit hedge...

ISSN: 2151-1845 / CDC10004H


The full contents of this article are available to active AR subscribers and trialists only.

To continue reading please,
take a free trialsubscribe or log in to AR.


Subscribers have unlimited access to all current and archive content. Start your subscription today - click on the button below.

Subscribe now

Popular Searches on HFI