NASD fines H&R Block over timing trades

Wed Dec 22, 2004



The National Association of Securities Dealers this week fined H&R Block Financial Advisors $500,000 and censured the group for allegedly providing a hedge fund client...

TAKE A FREE TRIAL

The full contents of this article are available to active AR subscribers and trialists only.

To continue reading please,
take a free trialsubscribe or log in to AR.

Subscribe

Subscribers have unlimited access to all current and archive content. Start your subscription today - click on the button below.

Subscribe now