Beacon Hill settles with SEC

Thu Nov 4, 2004

The Securities and Exchange Commission announced it has settled its pending fraud litigation against Beacon Hill Asset Management and its four principals, who have been ordered to pay more than $4 million and have been banned from working with or for any investment adviser.

As part of the settlement, the SEC also dismissed from the civil action the principals' wives, who had been named as relief defendants...

ISSN: 2151-1845 / CDC10004H


By registering you will receive

  • A monthly newsletter on your specified areas of interest
  • A fortnightly update on the sector

Free Trial

Take a trial today and access

  • Performance news, fund launches, regulation changes and people moves
  • Profiles of fund managers, investors and distributors
  • Live league tables
  • Investor mandates

Popular Searches on HFI