SEC bars one manager, fines another

Fri Sep 24, 2004



The Securities and Exchange Commission has barred Edward Strafaci, the former trader for fallen hedge fund Lipper Holdings LLC, from the securities industry.

Lipper pleaded guilty in Manhattan Federal Court in August to charges of artificially inflating the value...

ISSN: 2151-1845 / CDC10004H

Register

By registering you will receive

  • A monthly newsletter on your specified areas of interest
  • A fortnightly update on the sector

Free Trial

Take a trial today and access

  • Performance news, fund launches, regulation changes and people moves
  • Profiles of fund managers, investors and distributors
  • Live league tables
  • Investor mandates


Popular Searches on HFI