NASD targets hedge fund frauds

Mon Sep 1, 2003



The NASD filed three enforcement actions alleging multi-million dollar fraudulent hedge fund offerings, stepping up its focus on the sale and marketing of hedge fund strategies to retail investors.

The...

ISSN: 2151-1845 / CDC10004H

TAKE A FREE TRIAL

The full contents of this article are available to active AR subscribers and trialists only.

To continue reading please,
take a free trialsubscribe or log in to AR.

Subscribe

Subscribers have unlimited access to all current and archive content. Start your subscription today - click on the button below.

Subscribe now