Goldstein may challenge 13F disclosure rule

Fri Sep 15, 2006

Phil Goldstein, the man who single-handedly ended mandatory U.S. Securities and Exchange Commission registration of hedge funds, is now setting his sights on historically unchallenged rules that require investment management firms to disclose stock holdings.

Goldstein is the head of Pleasantville, N.Y.-based Bulldog Investors. He successfully challenged the SEC's new hedge fund registration rule in Phillip Goldstein, et al v. Securities...

ISSN: 2151-1845 / CDC10004H

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