Goldstein may challenge 13F disclosure rule

Fri Sep 15, 2006

Phil Goldstein, the man who single-handedly ended mandatory U.S. Securities and Exchange Commission registration of hedge funds, is now setting his sights on historically unchallenged rules that require investment management firms to disclose stock holdings.

Goldstein is the head of Pleasantville, N.Y.-based Bulldog Investors. He successfully challenged the SEC's new hedge fund registration rule in Phillip Goldstein, et al v. Securities...

ISSN: 2151-1845 / CDC10004H


The full contents of this article are available to active AR subscribers and trialists only.

To continue reading please,
take a free trialsubscribe or log in to AR.


Subscribers have unlimited access to all current and archive content. Start your subscription today - click on the button below.

Subscribe now

Popular Searches on HFI