SEC prepares to charge Pequot in Microsoft case

Fri Aug 14, 2009



The Securities and Exchange Commission has taken steps to potentially charge Pequot Capital Management and founder Art Samberg with insider trading over an investment in Microsoft made in 2001, reopening a case that the Commission closed in 2006


The Securities and Exchange Commission has taken steps to potentially charge Pequot Capital Management and founder Art Samberg with insider trading over an investment in Microsoft made in 2001, reopening a case that the Commission closed in 2006.

According to an August 10 letter sent to clients, Pequot and Samberg have received Wells Notices from the SEC Division of...

ISSN: 2151-1845 / CDC10004H

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