IMS rolls out SEC regulatory compliance service for managers

Thu Aug 11, 2011

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Regulation and compliance consultancy The IMS Group has launched a new service to meet the needs of investment managers that are not US-based but that are affected by the imminent implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

At a recent IMS conference, more than three quarters of the 100 delegates said they were unprepared and worried about the new...

ISSN: 2151-1845 / CDC10004H


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