IMS rolls out SEC regulatory compliance service for managers
Thu Aug 11, 2011
Regulation and compliance consultancy The IMS Group has
launched a new service to meet the needs of investment managers
that are not US-based but that are affected by the imminent
implementation of the Dodd-Frank Wall Street Reform and
Consumer Protection Act.
At a recent IMS conference, more than three quarters of the
100 delegates said they were unprepared and worried about the
ISSN: 2151-1845 / CDC10004H
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