Politics & Regulation

IMS rolls out SEC regulatory compliance service for managers


Regulation and compliance consultancy The IMS Group has launched a new service to meet the needs of investment managers that are not US-based but that are affected by the imminent implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

At a recent IMS conference, more than three quarters of the 100 delegates said they were unprepared and worried about the new regulatory requirements, suggesting a need for simple and clear advice on how to prepare for the legislation.

The new Securities and Exchange Commission consulting and registration service from IMS is designed to provide a clear